Financial Regulation International

On 11 December 2015, at the University of Warwick (School of Law), a half-day workshop on ‘Reforming Secured Transactions Laws in the United Kingdom: International Standards and National Approaches’ took place. The event was organised by Dr Giuliano..

Anti-money laundering (AML) regulation and compliance is now considered to be one of the key functions for organisations connected to financial services, and the data it produces often plays an important and recognised role within financial crime..

The Bribery Act 2010 has been in force for over four years. For much of that time, businesses waited for clarification of the s7 offence of failure to prevent bribery. In 2013, new legislation (in force from early 2014) allowed for deferred..

Counter finance of terrorism (CFT) is often considered as a sub group of anti-money laundering (AML) regulation, especially in banking and financial risk assessment systems. This poses a number of challenges because, as many researchers and industry..

Since the issuance of the framework of the General Agreement on Trade in Services (GATS) as part of the results of the Uruguay Round negotiations, there has been a continuing controversy as to the scope which it provides for financial regulation...

The 2014 Markets in Financial Instruments Directive (MiFID II) along with the Regulation (MiFIR) advances ‘integration’ and ‘harmonisation’ of the European financial market.[1] MiFID II furthers the goals of its..